Code Of Conduct

Optima Wealth UK operate to the highest of FCA standards; therefore we operate our business according to the principles and guidelines set by regulation. As a result of our standard of business, we aim to upkeep the following:

We never handle any client funds

We act solely as an introducer

We never offer financial advice

We will ask all UK clients to self certify as either a High Net Worth Individual or Sophisticated Investor

We will always encourage all of our clients to seek independent financial advice before deciding to invest into any investment opportunity

We will always make sure that our clients fully understand all information regarding the product and the service provided

We will carry out our own meticulous due diligence to ensure the Investment Issuer has a proven track record, and has suitable means of completing the Investment Agreement

We will never pressure a client to proceed with an investment

All the information we hold is secure & GDPR compliant. Client privacy is of utmost important to us